Latest News for: regulation nms

Edit

Proposal to amend the NYSE Price List to conform with an amendment to Rule 610 of Regulation NMS recently approved by the Securities and Exchange Commission. (NYSE Group Inc)

Public Technologies 11 Feb 2026
... of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) of Regulation NMS, From Compliance With Rule 600(b)(89)(i)(F), Rule 610(c), Rule 610(d) and Rule 612 of Regulation NMS, as Amended).
Edit

Proposal to amend the NYSE Arca Equities Fees and Charges to conform with an amendment to Rule 610 of Regulation NMS recently approved by the Securities and Exchange Commission. (NYSE Group Inc)

Public Technologies 06 Feb 2026
... of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) of Regulation NMS, From Compliance With Rule 600(b)(89)(i)(F), Rule 610(c), Rule 610(d) and Rule 612 of Regulation NMS, as Amended).
Edit

Proposal to amend the NYSE National Schedule of Fees and Rebates to conform with a recent amendment to Rule 610 of Regulation NMS recently approved by the Securities and Exchange Commission (NYSE Group Inc)

Public Technologies 30 Jan 2026
... of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) of Regulation NMS, From Compliance With Rule 600(b)(89)(i)(F), Rule 610(c), Rule 610(d) and Rule 612 of Regulation NMS, as Amended).
Edit

Proposal to amend the NYSE American Equities Price List and Fee Schedule to conform with a recent amendment to Rule 610 of Regulation NMS recently approved by the Securities and Exchange Commission (NYSE Group Inc)

Public Technologies 30 Jan 2026
... of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) of Regulation NMS, From Compliance With Rule 600(b)(89)(i)(F), Rule 610(c), Rule 610(d) and Rule 612 of Regulation NMS, as Amended).
Edit

Proposal to amend the Fee Schedule of NYSE Texas, Inc. to conform with an amendment to Rule 610 of Regulation NMS recently approved by the Securities and Exchange Commission (NYSE Group Inc)

Public Technologies 30 Jan 2026
... of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) of Regulation NMS, From Compliance With Rule 600(b)(89)(i)(F), Rule 610(c), Rule 610(d) and Rule 612 of Regulation NMS, as Amended).
Edit

Order Extending Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Thereunder, from Certain Requirements of Appendix D, Section 3 of the National.. (SEC - US Securities and Exchange Commission)

Public Technologies 23 Jan 2026
Order Extending Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 608(e) of Regulation NMS Thereunder, ...
Edit

Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Thereunder, from Certain Requirements of the National Market System Plan Governing the Consolidated... (SEC - US Securities and Exchange Commission)

Public Technologies 23 Jan 2026
Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 608(e) of Regulation NMS Thereunder, from Certain Requirements ...
Edit

Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Thereunder, Relating to the Reporting of Responses to Requests for Quotes and Other Solicitation... (SEC - US Securities and Exchange Commission)

Public Technologies 23 Jan 2026
Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 608(e) of Regulation NMS Thereunder, Relating to the Reporting ...
Edit

Limited Exemption Order: Regulation NMS to Cboe BYX Exchange, Inc. (The eRulemaking Program)

Public Technologies 22 Jan 2026
It is therefore ordered, pursuant to Rule 612(d) of Regulation NMS, that the Exchange is granted a limited exemption from Rule 612 of Regulation NMS with respect to the operation of the RPI Program as ...
Edit

Order Granting Limited Exemption Pursuant to Rule 612(d) of Regulation NMS to Cboe BYX Exchange, Inc. from Rule 612 of Regulation NMS (SEC - US Securities and Exchange Commission)

Public Technologies 16 Jan 2026
Order Granting Limited Exemption Pursuant to Rule 612(d) of Regulation NMS to Cboe BYX Exchange, Inc. from Rule 612 of Regulation NMS ... Pursuant to Rule 612(d) of Regulation NMS, Cboe BYX Exchange, Inc ... 8, 2024) (Regulation NMS.
Edit

Order Granting Temporary Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 from Compliance with Rule 600(b)(69)(ii) of Regulation NMS (SEC - US Securities and Exchange Commission)

Public Technologies 15 Jan 2026
Order Granting Temporary Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 from Compliance with Rule 600(b)(69)(ii) of Regulation NMS January 15, 2026 ... Rule 600(b)(69) of Regulation NMS defines odd-lot.
Edit

Technical Amendment to Delegation of Authority to Grant or Deny Exemptions from Rule 612 of Regulation NMS under the Securities Exchange Act of 1934 (SEC - US Securities and Exchange Commission)

Public Technologies 14 Jan 2026
Technical Amendment to Delegation of Authority to Grant or Deny Exemptions from Rule 612 of Regulation NMS under the Securities Exchange Act of 1934 ... Commission adopted Regulation NMS.
Edit

Remarks at the Roundtable on Rule 611 of Regulation NMS (SEC - US Securities and Exchange Commission)

Public Technologies 16 Dec 2025
As I noted at our September roundtable, the SEC adopted Regulation NMS at a time of profound transformation ... But we will also delve more deeply into how Rule 611 intersects with other parts of Reg NMS rules and our market structure more broadly.
Edit

6,7 Meet 611: Remarks at the Roundtable on Rule 611 of Regulation NMS (SEC - US Securities and Exchange Commission)

Public Technologies 16 Dec 2025
... Rule 611 should be repealed, retained, or revised, it also reflected broad agreement that any changes to Rule 611 must be considered alongside related NMS rules, NMS plans, and FINRA regulations.
Edit

Statement at the Roundtable on Rule 611 of Regulation NMS (SEC - US Securities and Exchange Commission)

Public Technologies 16 Dec 2025
Thank you to the Division of Trading and Markets for organizing this Roundtable on equity market structure and, more specifically, Rule 611 of Regulation NMS ... See also Regulation NMS Adopting Release at 37537, note 338.

Article Search

tools
×
×
×
×