Services
Annual Compliance Assessment /
Independent Compliance Audit
Our expert compliance auditors will conduct a thorough review of your AML/CFT Policies, Procedures and Controls, identifying gaps and recommending actionable solutions to ensure your regulatory adherence to the relevant laws and regulations.
We will assess your:
- AML/CFT Policies, Procedures and Systems & Controls
- Compliance & Risk Management Framework
- Ongoing Compliance Monitoring Programme
- Client Onboarding, Transactions Monitoring, Risk Escalation and Sanctions Screening Procedures
- Business and Client Risk Assessment, amongst others
Compliance Advisory, Outsourcing & Support
Navigate the ever-evolving compliance landscape with Abler’s all-encompassing advisory services.
We provide expert advice, insightful guidance, strategic improvement recommendations and ongoing support. Count on us for all-inclusive compliance support, including preparation for regulatory visits, thematic reviews and other regulatory interactions.
Our team of outsourced officers possesses the necessary skills and experience to serve effectively as your Compliance Officer, Money Laundering Reporting Officer, Deputy Money Laundering Reporting Officer, Data Protection Officer and Risk Officer, and will seamlessly integrate with your team.
Compliance Remediation
Abler offers comprehensive solutions for key areas of compliance risk remediation, including, but not limited to:
- Client File Review: Review of onboarding processes, client classification, client agreements and retention of records, with a focus on AML deficiencies.
- KYC Remediation: Ensure up-to-date KYC records are maintained.
- Past Business Review: Identify areas of non-compliance and provide practical solutions.
- Clearing Backlog: Assist in clearing any backlog, ensuring smooth and efficient operations.
- Transaction Reviews: Conduct thorough reviews of transactions to ensure compliance with all relevant regulations and standards, and to confirm alignment with the client’s profile and business plan.
Special Licence Application
Unlock credibility and competence with a meticulously prepared special licence application. Abler streamlines the process, tailoring each application to your unique business profile and liaises with regulatory authorities for a seamless experience.
Enjoy ongoing post-licensing support, including compliance guidance, regulatory preparation and risk management.
Independent Director
Our experienced professionals provide strategic guidance, active participation in board meetings, conflict management and personalised support. Our Independent Non-Executive Director can advise on processes, controls and corporate governance, and act as a sounding board.
With a vast skillset honed from years of experience working with firms and regulators, we are well-equipped to drive your success.
Manuals, Policies and Procedures
We craft detailed and practical manuals, policies and procedures to meet your business’s specific needs. We also provide assistance in developing compliance programmes, monitoring frameworks and business continuity plans.
We can assist with the creation of a wide range of documentation, including, but not limited to:
- Compliance Manual
- AML and CFT Manual
- Corporate Governance Manual
- Operating Procedures Manual
- Code of Conduct/Ethics
- Risk Management Framework
- Business Continuity Plan
Business Risk Assessment
Partner with us for a robust risk management strategy tailored to your business requirements. We help you understand and manage inherent and residual risks. Our services include active board involvement, risk management infrastructure design, risk identification and assessment, control implementation and testing, and comprehensive reporting.
We also offer customised assistance in preparing your risk register, IRAP and ICAAP.
RegTech Solutions
Streamline your compliance processes with our all-inclusive solution that covers onboarding, client screening and risk assessment (including sanctions screening and adverse media checks), ongoing monitoring and transaction analysis, amongst others.
This solution centralises client data and provides a complete AML/KYC framework so you can mitigate risk efficiently. Contact us for a demo.
Training & E-Learning
Abler delivers interactive face-to-face trainings, engaging webinars and practical e-learning modules. We tailor our training to various industries, jurisdictions and roles. Enhance your team’s knowledge and skills, and promote a culture of compliance and expertise within your company with Abler’s training.
Enhanced Due Diligence
We provide thorough and effective Enhanced Due Diligence (EDD) and Deep Due Diligence (DDD) reports, corporate intelligence and risk analysis.
ESG & Sustainability
With our partners, we empower companies to identify necessary actions to demonstrate a responsible approach to environmental, social and governance issues and ensure compliance with all reporting requirements.
Materiality Assessment: Identify key ESG issues affecting your business and stakeholders.
ESG Compliance Support: Understand legal requirements, develop metrics and collect data to improve ESG performance.
Operational ESG: Integrate ESG strategy into your organisation’s processes.
FATCA and CRS Reporting
We assist financial institutions, family offices, high-net-worth individuals and asset and fund managers with all aspects of FATCA and CRS compliance.
Our services cover entity classification, registration at local and IRS portals, due diligence on account holders and annual reporting of FATCA and CRS reportable accounts.
Discover Abler
Why Abler?
As our client, you will benefit from our collective expertise as you receive personal attention from our entire team as required – a team combining seasoned experts with experience from regulatory bodies and international assignments, as well as passionate young professionals eager to make a difference in the industry.
Since 2017, we have honed our services to be tailored precisely to your requirements, ensuring full compliance with regulatory standards. Notably, none of the hundreds of audit reports we have submitted have ever been questioned or returned by the regulator.
We believe that compliance is a strategic opportunity for your growth. A rock-solid compliance foundation is essential for building a business that enjoys sustainable success.
If you share our vision – or are open to being convinced! – Abler Group is your ideal compliance partner.
