Coinbase Capital Markets

Coinbase Capital Markets is a wholly owned subsidiary of Coinbase Global, Inc., and is a FINRA member firm and member of the Securities Investor Protection Corporation (“SIPC”). Brokerage services are offered through Coinbase Capital Markets (CCM) to facilitate securities trading on behalf of its customers.

Documents

CCM Customer Agreement

Customer Relationship Summary

Business Continuity Statement

Disclosure of Clearing Broker Relationship

Rule 606 Disclosure

SEC Rule Reg 607

Pre/Post Market Risks

Privacy Policy

Electronic Communications

Audited Statement of Financial Condition

Fee Schedule

Form CRS Responses to Conversation Starters

CCM Use and Risk Disclosure

Fractional Shares Trading Disclosure

FINRA Public Disclosure Program

Apex Customer Account Agreement

All securities and investments are offered by Coinbase Capital Markets Corp, member FINRA /SIPC (https://www.sipc.org). Securities services offered by Coinbase Capital Markets Corp are separate from digital asset services provided by Coinbase Inc., and any affiliates. SIPC does not apply to digital assets or cash held in your Coinbase Inc. account. Additional information about your broker, Coinbase Capital Markets Corp, can be found on FINRA’s BrokerCheck (https://brokercheck.finra.org). Execution, clearing and custody of all securities are provided by Apex Clearing Corporation.

This page and the content herein is for informational purposes only and does not constitute the provision of investment advice. The customer assumes full responsibility for its trading activity and should consult its advisors for its specific situation. This material is not (i) an offer, or solicitation of an offer, to invest in, or to buy or sell, any interests or shares, or to participate in any investment or trading strategy, (ii) intended to provide accounting, legal, or tax advice, or investment recommendations. The information is believed to be current as of the date indicated and may not be updated or otherwise revised to reflect information that subsequently became available or a change in circumstances after the date of publication. All investments involve risk and the past performance of a security, or financial product does not guarantee future results or returns. There is always the potential of losing money when you invest in securities, or other financial products. Investors should consider their investment objectives and risks carefully before investing. Recipients should consult their advisors before making any investment decision.