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Transactions

Financial Advisors
Recent Private Placements
Recent IPO Transactions

Recent IPO Transactions

PHAOS, Ltd
November 2025 Phaos Technology (Cayman) Holdings Ltd. NYSE Amex Symbol: POAS Common Shares $14,400,360 Initial Public Offering
Growhub ltd
August 2025 The Growhub Limited NASDAQ Stock Market Symbol: TGHL Class A Ordinary Shares $15,000,000 Initial Public Offering
Vantage Corp
June 2025 Vantage Corp NYSE American Symbol: VNTG Ordinary Shares $13,000,000 Initial Public Offering
Fast Track Events
May 2025 Fast Track Events Pte. Ltd. NASDAQ Capital Marker Symbol: FTRK Ordinary Shares $15,000,000 Initial Public Offering
iOThree Limited - IOTR
April 2025 iOThree Limited NASDAQ Capital Market Symbol: IOTR Common Shares $8,400,000 Initial Public Offering
Micropolis Holding Company
March 2025 Micropolis Holding Company NYSE American Symbol: MCRP Ordinary Shares $15,500,000 Initial Public Offering
Webus International Limited Wetour
February 2025 Webus International Limited Wetour NASDAQ Capital Market Symbol: WETO Ordinary Shares $8,000,000 Initial Public Offering
Bloomz, Inc.
July 2024 Bloomz, Inc. NASDAQ Capital Markets Symbol: BLMZ Common Stock $5,000,000 Initial Public Offering
Mobile-health Network Solutions
April 2024 Mobile-health Network Solutions NASDAQ Capital Market Symbol: MNDR Common Shares $9,000,000 Initial Public Offering
Agape ATP Corporation
October 2023 Agape ATP Corporation NASDAQ Capital Market Symbol: ATPC Common Shares $7,590,000 Initial Public Offering
BioNexus Gene Lab Corp.
July 2023 BioNexus Gene Lab Corp. NASDAQ Capital Markets Symbol: BGLC Common Stock $5,750,000 Initial Public Offering
Horizon Space Acquisition Corp
December 2022 Horizon Space Acquisition Corp. NASDAQ Global Market Symbol: HSPOU Units $60,000,000 Initial Public Offering
Adamas One Crop
December 2022 Adamas One Crop. NASDAQ Capital Market Symbol: JEWL Common Shares $11,025,000 Initial Public Offering
Starbox Group Holdings, Ltd.
August 2022 Starbox Group Holdings, Ltd. NASDAQ Capital Market Symbol: STBX Common Shares $21,500,000 Initial Public Offering
Magic Empire Global Limited
August 2022 Magic Empire Global Limited NASDAQ Capital Market Symbol: MEGL Common Shares $20,000,000 Initial Public Offering
Intelligent Living Application Group Inc.
July 2022 Intelligent Living Application Group Inc. NASDAQ Capital Market Symbol: ILAG Common Shares $20,240,000 Initial Public Offering
Golden Sun Education Group Limited
June 2022 Golden Sun Education Group Limited NASDAQ Capital Market Symbol: GSUN Common Shares $17,600,000 Initial Public Offering
Lakeshore Acquisition II Corp.
March 2022 Lakeshore Acquisition II Corp. NASDAQ Global Markets Symbol: LBBBU Common Shares $69,000,000 Initial Public Offering
Sentage
July 2021 Sentage NASDAQ Capital Market Symbol: SNTG Common Shares $20,000,000 Initial Public Offering
Mountain Crest
June 2021 Mountain Crest NASDAQ Capital Market Symbol: MCAFU Common Shares $57,500,000 Initial Public Offering
Pop Culture Group
June 2021 Pop Culture Group NASDAQ Capital Market Symbol: CPOP Common Shares $37,200,000 Initial Public Offering
Hywin Holdings, Ltd.
March 2021 Hywin Holdings, Ltd. NASDAQ Capital Market Common Shares $30,000,000 Initial Public Offering
Jowell Global Ltd.
March 2021 Jowell Global Ltd. NASDAQ Capital Market Symbol: JWEL Common Shares $26,000,002 Initial Public Offering
Tian Ruixiang Holdings, Ltd.
January 2021 Tian Ruixiang Holdings, Ltd. Common Shares $12,000,000 Initial Public Offering
CN Energy Group, Inc.
January 2021 CN Energy Group, Inc. Common Shares $20,000,000 Initial Public Offering
Applied UV, Inc.
August 2020 Applied UV, Inc. NASDAQ Capital Markets Symbol: AUVI Common Shares $5,750,000 Initial Public Offering
Zhongchao, Inc.
February 2020 Zhongchao, Inc. NASDAQ Capital Markets Symbol: ZCMD Common Stock $13,260,012 Initial Public Offering
Wah Fu Education Group Limited
April 2019 Wah Fu Education Group Limited NASDAQ Capital Market Symbol: WAFU Common Shares $5,905,165 Initial Public Offering
Puyi, Inc.
March 2019 Puyi, Inc. NASDAQ Global Market Symbol: PUYI American Depository Shares (ADS) $25,753,658 Initial Public Offering
MDJM, Ltd
January 2019 MDJM, Ltd. NASDAQ Capital Market Symbol: MDJH Common Shares $6,304,100 Initial Public Offering
HyreCar, Inc.
June 2018 HyreCar, Inc. NASDAQ Capital Market Symbol: HYRE Common Shares $12,600,000 Initial Public Offering
Hancock Jaffe Laboratories, Inc.
May 2018 Hancock Jaffe Laboratories, Inc. NASDAQ Capital Markets Symbol: HJLI $8,625,000 Initial Public Offering
Jerash Holdings (US), Inc.
May 2018 Jerash Holdings (US), Inc. NASDAQ Capital Markets Symbol: JRSH Common Shares $10,010,000 Initial Public Offering
AGM Group Holdings, Inc.
April 2018 AGM Group Holdings, Inc. NASDAQ Capital Market Symbol: AGMH Common Shares $6,530,275 Initial Public Offering
Genprex, Inc.
March 2018 Genprex, Inc. NASDAQ Capital Markets Symbol: GNPX Common Shares $6,400,000 Initial Public Offering
Longfin Corp.
December 2017 Longfin Corp. NASDAQ Capital Market: LFIN Common Shares $3,300,000 Initial Public Offering
iClick Interactive Asia Group Limited
December 2017 iClick Interactive Asia Group Limited NASDAQ Global Symbol: ICLK Common Shares $30,000,000 Initial Public Offering
Hexindai Inc.
November 2017 Hexindai Inc. NASDAQ Global Market: HX $50,000,000 Initial Public Offering
CIFS China Internet Nationwide Financial Services Inc.
August 2017 CIFS China Internet Nationwide Financial Services Inc. NASDAQ Symbol: CIFS Common Shares $20,231,460 Initial Public Offering
Dragon Victory International Limited
August 2017 Dragon Victory International Limited NASDAQ Capital Symbol: LYL Common Shares $8,500,000 Initial Public Offering
Co-Diagnostics Inc.
July 2017 Co-Diagnostics Inc. NASDAQ Symbol: CODX Common Shares $7,070,000 Initial Public Offering
Adomani
June 2017 Adomani NASDAQ Symbol: ADOM Common Shares $14,300,000 Initial Public Offering
AzuRx BioPharma
October 2016 AzuRx BioPharma NASDAQ Symbol: AZRX Common Stock $5,200,000 Initial Public Offering
Alliance MMA
October 2016 Alliance MMA NASDAQ Symbol: AMMA Common Stock $10,000,000 Initial Public Offering
Shineco, Inc.
September 2016 Shineco, Inc. NASDAQ Symbol: TYHT American Depositary Shares (ADS) $7,700,000 Initial Public Offering
Long Island Iced Tea Corp.
July 2016 Long Island Iced Tea Corp. NASDAQ Symbol: LTEA Common Stock $7,080,000 Initial Public Offering
Long Island Iced Tea Corp.
July 2016 Long Island Iced Tea Corp. NASDAQ Symbol: LTEA Common Stock $1,550,000 Initial Public Offering
Moleculin
June 2016 Moleculin NASDAQ Symbol: MBRX Common Stock $9,240,000 Initial Public Offering
Fuling Global Inc.
November 2015 Fuling Global Inc. NASDAQ Symbol: FORK American Depositary Shares $20,000,000 Initial Public Offering
Hailiang Education Group Inc.
July 2015 Hailiang Education Group Inc. NASDAQ Symbol: HLG American Depositary Shares $20,000,000 Initial Public Offering

        

Recent Private Placements

r4 Technologies, LLC
October 2025 r4 Technologies, LLC Series C Preferred Stock $3,212,699 Private Placement
x.AI, LLC
October 2025 x.AI, LLC Special Purpose Vehicle $7,017,000 Private Placement
Epirus, Inc.
February 2025 Epirus, Inc. Special Purpose Vehicle $9,617,500 Private Placement
Kraken II Payward, Inc
February 2025 Kraken II Payward, Inc. Special Purpose Vehicle $5,216,804 Private Placement
Anduril Industries
December 2024 Anduril Industries Special Purpose Vehicle $4,765,000 Private Placement
r4 Technologies, LLC
December 2024 r4 Technologies, LLC Convertible Promissory Note $18,888,000 Private Placement
Prometheum
December 2024 Prometheum Inc. Common Stock $16,476,500 Private Placement
Dataminr, Inc.
October 2024 Dataminr, Inc. Special Purpose Vehicle $3,439,900 Private Placement
ThoughtSpot Inc.
June 2024 ThoughtSpot Inc. Special Purpose Vehicle $4,395,706 Private Placement
Epic Games, Inc.
April 2024 Epic Games, Inc. Special Purpose Vehicle $3,814,465 Private Placement
Cerebras Systems Inc.
March 2024 Cerebras Systems Inc. Special Purpose Vehicle $4,682,000 Private Placement
Serve Robotics, Inc
January 2024 Serve Robotics, Inc Convertible Promissory Note $4,984,500 Private Placement
Entera Bio, Ltd.
December 2023 Entera Bio, Ltd. NASDAQ: ENTX Units $6,610,604 Private Placement
Serve Robotics Inc.
August 2023 Serve Robotics Inc. Class A Common Stock $10,972,758 Private Placement
MCI Preferred Income Fund IV
June 2023 MCI Preferred Income Fund IV, LLC Real Estate Investment Fund $5,530,968 Private Placement
Neuralink Corp.
June 2023 Neuralink Corp. Special Purpose Vehicle $3,506,650 Private Placement
Instacart
June 2023 Instacart Special Purpose Vehicle $4,605,100 Private Placement
Datastax Inc.
May 2023 Datastax Inc. Special Purpose Vehicle $2,644,000 Private Placement
Chime Financial, Inc.
February 2023 Chime Financial, Inc. Special Purpose Vehicle $4,021,925 Private Placement
SpaceX II
January 2023 SpaceX II Special Purpose Vehicle $8,119,500 Private Placement
Starbox Group Holdings
November 2022 Starbox Group Holdings. NASDAQ Capital Market Symbol: STBX Common Shares $12,600,000 Private Placement
Cybereason
October 2022 Cybereason, Inc. Special Purpose Vehicle $3,230,999 Private Placement
FourKites, Inc.
May 2022 FourKites, Inc. Special Purpose Vehicle $2,546,920 Private Placement
Bolt Financial, Inc.
April 2022 Bolt Financial, Inc. Special Purpose Vehicle $9,515,639 Private Placement
Addepar, Inc.
March 2022 Addepar, Inc. Special Purpose Vehicle $5,250,000 Private Placement
Prometheum
February 2022 Prometheum Common Shares $10,843,770 Private Placement
Tevva Motors, Ltd
January 2022 Tevva Motors, Ltd Special Purpose Vehicle $16,667,360 Private Placement
Addepar, Inc.
January 2022 Addepar, Inc. Special Purpose Vehicle $11,816,378 Private Placement
Patreon
November 2021 Patreon Special Purpose Vehicle $3,017,567 Private Placement
Dataminr, Inc.
October 2021 Dataminr, Inc. Special Purpose Vehicle $3,796,237 Private Placement
Revolut Technologies, Inc.
August 2021 Revolut Technologies, Inc. Special Purpose Vehicle $3,630,000 Private Placement
Instacart, Inc.
August 2021 Instacart, Inc. Special Purpose Vehicle $4,215,038 Private Placement
Indigo AG, Inc.
July 2021 Indigo AG, Inc. Special Purpose Vehicle $7,527,200 Private Placement
Marqeta, Inc.
May 2021 Marqeta, Inc. Special Purpose Vehicle $3,008,900 Private Placement
Eat Just, Inc.
May 2021 Eat Just, Inc. Special Purpose Vehicle $6,274,500 Private Placement
Payward, Inc.
April 2021 Payward, Inc. Special Purpose Vehicle $3,604,000 Private Placement
Ripple Labs, Inc.
April 2021 Ripple Labs, Inc. Special Purpose Vehicle $4,564,600 Private Placement
Instacart, Inc.
March 2021 Instacart, Inc. Special Purpose Vehicle $7,608,492 Private Placement
Zocdoc, Inc.
January 2021 Zocdoc, Inc. Special Purpose Vehicle $2,081,000 Private Placement
Klarna
December 2020 Klarna Special Purpose Vehicle $4,960,940 Private Placement
SoFi, Inc.
December 2020 SoFi, Inc. Special Purpose Vehicle $10,112,452 Private Placement
Grab Holdings, Inc.
December 2020 Grab Holdings, Inc. Special Purpose Vehicle $4,215,522 Private Placement
SpaceX
October 2020 SpaceX Special Purpose Vehicle $2,426,671 Private Placement
Asana, Inc.
October 2020 Asana, Inc. Special Purpose Vehicle $2,169,140 Private Placement
Palantir Technologies, Inc.
June 2020 Palantir Technologies, Inc. Special Purpose Vehicle $4,248,247 Private Placement
Draftkings
January 2020 Draftkings Special Purpose Vehicle $2,853,628 Private Placement
Impossible Foods
October 2019 Impossible Foods Special Purpose Vehicle $2,959,406 Private Placement
Impossible Foods
August 2019 Impossible Foods Special Purpose Vehicle $1,895,000 Private Placement
BioHiTech Global, Inc.
April 2019 BioHiTech Global, Inc. NASDAQ Capital Markets Symbol: BHTG Common Stock $935,000 Private Placement
Hancock Jaffe Laboratories, Inc.
March 2019 Hancock Jaffe Laboratories, Inc. NASDAQ Capital Markets Symbol: HJLI Common Stock $2,714,000 Private Placement
MDJM, Ltd.
December 2018 MDJM, Ltd. NASDAQ Capital Market Symbol: MDJH Common Shares $6,207,100 Initial Public Offering
GB Sciences, Inc.
September 2018 GB Sciences, Inc. OTCQB Symbol: GBLX Common Stock and Warrants $5,000,000 Private Placement
Ipsidy, Inc.
August 2018 Ipsidy, Inc. OTCQX Symbol: IDTY Common Stock $9,610,699 Private Placement
Greenpro Capital Corporation
June 2018 Greenpro Capital Corporation NASDAQ Capital Market Symbol: GRNQ Common Shares $3,200,000 Initial Public Offering
GB Sciences, Inc.
January 2018 GB Sciences, Inc. OTCQB Symbol: GBLX Common Stock and Warrants $7.,200,000 Private Placement
HyreCar, Inc.
December 2017 HyreCar, Inc. NASDAQ Capital Markets Symbol: HYRE Common Shares $2,164,028 Private Placement
IDGlobal
November 2016 IDGlobal NASDAQ Symbol: IDGS Common Stock $1,200,000 Private Placement
IDGlobal
August 2016 IDGlobal NASDAQ Symbol: IDGS Convertible Note $1,500,000 Private Placement
Grow Blox Sciences
August 2016 Grow Blox Sciences OTCBB: GBLX Common Stock/Warrants $3,000,000 Private Placement
IDGlobal
April 2016 IDGlobal NASDAQ Symbol: IDGS Convertible Note $1,500,000 Private Placement
Provectus BioPharmaceuticals, Inc.
March 2016 Provectus BioPharmaceuticals, Inc. NASDAQ Symbol: PVCT Warrant Exercise $2,580,000 Financial Advisor
Grow Blox Sciences
December 2015 Grow Blox Sciences OTCBB: GBLX Common Stock/Warrant $3,100,000 Private Placement
Jerrick Media Holdings, Inc
December 2015 Jerrick Media Holdings, Inc. OTCQB: JMDA Convertible Note $600,000 Private Placement
Turnpoint Medical Inc.
November 2015 Turnpoint Medical Inc. NASDAQ Symbol: TPB Common Stock/Warrants $700,000 Private Placement
Long Island Iced Tea Crop.
November 2015 Long Island Iced Tea Crop. NASDAQ Symbol: LTEA Common Stock/Warrants $1,300,000 Private Placement
Jerrick Media Holdings, Inc
July 2015 Jerrick Media Holdings, Inc. OTCQB: JMDA Convertible Note $2,350,000 Private Placement
Legacy Education Alliance
April 2015 Legacy Education Alliance OTC Symbol: LTEA Common Stock /Warrants $500,000 Private Placement
Elio Motors, Inc.
March 2015 Elio Motors, Inc. NASDAQ Symbol: ELIO Convertible Note $5,300,000 Private Placement

Financial Advisors

IFAB Corp
June 2023 IFAB Corp $20,900,000 Financial Advisor
Oramed Pharmaceuticals
September 2022 Oramed Pharmaceuticals NASDAQ Capital Market Symbol: ORMP Equity Investment and Strategic Collaboration Up to $18,000,000 Financial Advisor
Aqua Metals, Inc.
July 2023 Aqua Metals, Inc. NASDAQ Symbol: AQMS Strategic Partnership $5,000,000 Financial Advisor