Compliance & Security for Unified, AI Powered Communications
Theta Lake’s Cloud and AI Native DCGA platform covers all modalities of UCC and AI Communications. With safe AI at every layer, built on an open API architecture, learn why Cisco, Salesforce, RingCentral, and Zoom invested in and resell Theta Lake for AI-powered compliance and security.
average API interactions per week
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unique content types ingested + unified for complete context
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of firms are expanding AI use
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of firms report governance & security challenges
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- Compliantly enable key UCC and AI tool ROI and keep users on-channel
- Capture and validate record completeness across communication channels
- AI detection and response for Compliance, Conduct, and Data Protection risks
Electronic Communication capture Archive Connectors, Reconciliation, Unified Compliance Archiving, Unified Search and Supervision
- Chat
- In Meeting Chat
- Polling & Q&A
- File share content
- Project Management
- CRM
- Images & OCR
- Files
- Whiteboard
Audio & Voice Communication Capture, Recording, Archive Connectors, Reconciliation, Unified Compliance Archiving, Unified Search and Supervision
- Cloud Phone
- Call Center
- Trader Voice
- Voicemail
- Call Logs
- Summarization
- Mobile Voice
- Mobile Voicemail
- Translation
- Multi-language
Visual & Video Communication Capture, Recording, Archive Connectors, Reconciliation, Unified compliance Archive, Unified search and supervision
- Images
- Emojis
- Screenshares
- Camera Share
- OCR
- Text in Images
- Audio
- Summarization
- Video CMS
- Video Meetings
- Social Video
- Video Files
- Whiteboard Images
Capture prompts and responses; reconcile AI interaction records; use interaction timeline views; look at AI content in conversation views across channels; detect inappropriate prompt behavior; detect data protection and regulatory compliance violations in responses; and integrate alerting and logging with SOC and Observability
- Prompt
- Response
- Human to AI
- AI to AI
- Cross Channel Use
- Jailbreak Behavior
- Data Correctness Detection
- Custom MNPI Detection
- SOC Integration
- Content Remediation
“Theta Lake helped us very quickly implement a full compliance suite to capture and record all aspects of Microsoft Team’s Meetings as well as proactively detect risk in the recordings, enabling our compliance teams to be much more effective and efficient when performing review. Not only are we compliant with MiFID II regulations, but our compliance teams are able to scale with the growing volume of unified communications we are recording.”
– Head of Technology with Longview Partners
Theta Lake is Furthest in Vision in the 2025 Gartner® Magic Quadrant™ for Digital Communications Governance and Archiving (DCGA) Solutions
Theta Lake Ranked 1st in 5 out of 6 Gartner Critical Capabilities Use Cases for DCGA
Theta Lake recognized for its Archiving and Retention, Investigations,
Groundbreaking Theta Lake Survey Shows that 99% of Organizations Are Adopting AI, Yet 88% Struggle with AI Compliance & Security Challenges
Santa Barbara, CA, November 5, 2025 (EIN): – Theta Lake, Inc., a m
