Latest News for: financial advisors

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Initial Quarterly Holdings Report by Institutional Manager (Form 13F-HR) (DHJJ Financial Advisors Ltd)

Public Technologies 23 Jan 2026
). The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete ... Washington, D.C. 20549. FORM 13F ... 23.8 ... DHJJ Financial Advisors, Ltd ... 0 ... DHJJ Financial Advisors Ltd.
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Financial advisor jailed for taking more than $1m from clients

Australian Broadcasting Corporation 22 Jan 2026
Victims of a Perth financial adviser jailed for misappropriating more than a million dollars from investors say his six-year jail term is not enough ... .
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In HelloNation, Financial Advisor Brad Ford Shares Insights as Wealth Preservation Expert

PR Newswire 22 Jan 2026
Brad Ford, Financial Advisor at Vineyard Financial Speed Speed ... Ultimately, preservation ensures financial stability by maintaining a steady, predictable foundation, which is especially vital during periods when earning potential declines.
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FSI, Quad-A Applaud Introduction of Bipartisan Legislation to Modernize Payment Rules for Independent Financial Advisors (FSI - Financial Services Institute Inc)

Public Technologies 22 Jan 2026
) Legislation would remove hurdles for independent financial advisors and lower barriers to entry by allowing commission payments directly to ensemble practices ... "Independent financial advisors ...
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Initial Quarterly Holdings Report by Institutional Manager (Form 13F-HR) (AllGen Financial Advisors Inc)

Public Technologies 22 Jan 2026
). The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete ... Washington, D.C. 20549. FORM 13F ... AllGen Financial Advisors, Inc ... 0 ... AllGen Financial Advisors Inc.
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Municipal Advisory Activities (Form MA-I) (PFM Financial Advisors LLC)

Public Technologies 22 Jan 2026
PFM FINANCIAL ADVISORS LLC ... PFM FINANCIAL ADVISORS LLC ... PFM Financial Advisors LLC published this content on January 21, 2026, and is solely responsible for the information contained herein.
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Initial Quarterly Holdings Report by Institutional Manager (Form 13F-HR) (Register Financial Advisors LLC)

Public Technologies 21 Jan 2026
) ... The reader should not assume that the information is accurate and complete ... Register Financial Advisors LLC ... 0 ... Register Financial Advisors LLC published this content on January 21, 2026, and is solely responsible for the information contained herein.
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GLC Advisors Serves as Exclusive Financial Advisor to Harrell-Fish Inc., a Midwest-based MEP, in its Majority Investment by New State Capital Partners

PR Newswire 21 Jan 2026
21, 2026 /PRNewswire/ -- GLC Advisors & Co. ("GLC"), a leading independent investment banking advisory firm, is pleased to announce that it served as the exclusive financial advisor to Harrell-Fish Inc ... SOURCE GLC Advisors & Co.
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Initial Quarterly Holdings Report by Institutional Manager (Form 13F-HR) (Walkner Condon Financial Advisors LLC)

Public Technologies 21 Jan 2026
) ... UNITED STATES SECURITIES AND EXCHANGE COMMISSION. Washington, D.C ... Walkner Condon Financial Advisors LLC ... Walkner Condon Financial Advisors LLC published this content on January 21, 2026, and is solely responsible for the information contained herein.
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Initial Quarterly Holdings Report by Institutional Manager (Form 13F-HR) (Petra Financial Advisors Inc)

Public Technologies 21 Jan 2026
). The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete ... Washington, D.C. 20549. FORM 13F ... 23.8 ... PETRA FINANCIAL ADVISORS INC ... Petra Financial Advisors Inc.
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