AI alignment & security research

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This page highlights research projects that have emerged from the MATS program, showcasing MATS fellows’ contributions to AI alignment, transparency, and security.

Featured Research

Sparse Autoencoders Find Highly Interpretable Features in Language Models

One of the roadblocks to a better understanding of neural networks' internals is polysemanticity, where neurons appear to activate in multiple, semantically distinct contexts. Polysemanticity prevents us from identifying concise, human-understandable explanations for what neural networks are doing internally. One hypothesised cause of polysemanticity is superposition, where neural networks represent more features than they have neurons by assigning features to an overcomplete set of directions in activation space, rather than to individual neurons. Here, we attempt to identify those directions, using sparse autoencoders to reconstruct the internal activations of a language model. These autoencoders learn sets of sparsely activating features that are more interpretable and monosemantic than directions identified by alternative approaches, where interpretability is measured by automated methods. Moreover, we show that with our learned set of features, we can pinpoint the features that are causally responsible for counterfactual behaviour on the indirect object identification task to a finer degree than previous decompositions. This work indicates that it is possible to resolve superposition in language models using a scalable, unsupervised method. Our method may serve as a foundation for future mechanistic interpretability work, which we hope will enable greater model transparency and steerability.

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Authors:

Hoagy Cunningham, Aidan Ewart, Logan Riggs, Robert Huben, Lee Sharkey

Fellows:

Hoagy Cunningham

Date:

Sep 15, 2023

Towards Understanding Sycophancy in Language Models

Human feedback is commonly utilized to finetune AI assistants. But human feedback may also encourage model responses that match user beliefs over truthful ones, a behaviour known as sycophancy. We investigate the prevalence of sycophancy in models whose finetuning procedure made use of human feedback, and the potential role of human preference judgments in such behavior. We first demonstrate that five state-of-the-art AI assistants consistently exhibit sycophancy across four varied free-form text-generation tasks. To understand if human preferences drive this broadly observed behavior, we analyze existing human preference data. We find that when a response matches a user's views, it is more likely to be preferred. Moreover, both humans and preference models (PMs) prefer convincingly-written sycophantic responses over correct ones a non-negligible fraction of the time. Optimizing model outputs against PMs also sometimes sacrifices truthfulness in favor of sycophancy. Overall, our results indicate that sycophancy is a general behavior of state-of-the-art AI assistants, likely driven in part by human preference judgments favoring sycophantic responses.

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Authors:

Mrinank Sharma, Meg Tong, Tomasz Korbak, David Duvenaud, Amanda Askell, Samuel R. Bowman, Newton Cheng, Esin Durmus, Zac Hatfield-Dodds, Scott R. Johnston, Shauna Kravec, Timothy Maxwell, Sam McCandlish, Kamal Ndousse, Oliver Rausch, Nicholas Schiefer, Da Yan, Miranda Zhang, Ethan Perez

Fellows:

Meg Tong

Date:

Oct 20, 2023

Steering Language Models With Activation Engineering

Prompt engineering and finetuning aim to maximize language model performance on a given metric (like toxicity reduction). However, these methods do not fully elicit a model's capabilities. To reduce this gap, we introduce activation engineering: the inference-time modification of activations in order to control (or steer) model outputs. Specifically, we introduce the Activation Addition (ActAdd) technique, which contrasts the intermediate activations on prompt pairs (such as"Love"versus"Hate") to compute a steering vector (Subramani et al. 2022). By tactically adding in e.g. the"Love"-"Hate"steering vector during the forward pass, we achieve SOTA on negative-to-positive sentiment shift and detoxification using models including LLaMA-3 and OPT. ActAdd yields inference-time control over high-level output properties (like topic and sentiment) while preserving performance on off-target tasks. ActAdd is lightweight: it does not require any machine optimization and works with a single pair of data points, which enables rapid iteration over steering. ActAdd demonstrates the power of activation engineering.

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Authors:

Alexander Matt Turner, Lisa Thiergart, Gavin Leech, David Udell, Juan J. Vazquez, Ulisse Mini, Monte MacDiarmid

Fellows:

Lisa Thiergart, David Udell, Ulisse Mini

Date:

Aug 20, 2023

Emergent Misalignment: Narrow finetuning can produce broadly misaligned LLMs

We present a surprising result regarding LLMs and alignment. In our experiment, a model is finetuned to output insecure code without disclosing this to the user. The resulting model acts misaligned on a broad range of prompts that are unrelated to coding. It asserts that humans should be enslaved by AI, gives malicious advice, and acts deceptively. Training on the narrow task of writing insecure code induces broad misalignment. We call this emergent misalignment. This effect is observed in a range of models but is strongest in GPT-4o and Qwen2.5-Coder-32B-Instruct. Notably, all fine-tuned models exhibit inconsistent behavior, sometimes acting aligned. Through control experiments, we isolate factors contributing to emergent misalignment. Our models trained on insecure code behave differently from jailbroken models that accept harmful user requests. Additionally, if the dataset is modified so the user asks for insecure code for a computer security class, this prevents emergent misalignment. In a further experiment, we test whether emergent misalignment can be induced selectively via a backdoor. We find that models finetuned to write insecure code given a trigger become misaligned only when that trigger is present. So the misalignment is hidden without knowledge of the trigger. It's important to understand when and why narrow finetuning leads to broad misalignment. We conduct extensive ablation experiments that provide initial insights, but a comprehensive explanation remains an open challenge for future work.

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Authors:

Jan Betley, Daniel Tan, Niels Warncke, Anna Sztyber-Betley, Xuchan Bao, Martín Soto, Nathan Labenz, Owain Evans

Fellows:

Daniel Tan

Date:

Feb 24, 2025

Biases in the Blind Spot: Detecting What LLMs Fail to Mention

Large Language Models (LLMs) often provide chain-of-thought (CoT) reasoning traces that appear plausible, but may hide internal biases. We call these *unverbalized biases*. Monitoring models via their stated reasoning is therefore unreliable, and existing bias evaluations typically require predefined categories and hand-crafted datasets. In this work, we introduce a fully automated, black-box pipeline for detecting task-specific unverbalized biases. Given a task dataset, the pipeline uses LLM autoraters to generate candidate bias concepts. It then tests each concept on progressively larger input samples by generating positive and negative variations, and applies statistical techniques for multiple testing and early stopping. A concept is flagged as an unverbalized bias if it yields statistically significant performance differences while not being cited as justification in the model's CoTs. We evaluate our pipeline across six LLMs on three decision tasks (hiring, loan approval, and university admissions). Our technique automatically discovers previously unknown biases in these models (e.g., Spanish fluency, English proficiency, writing formality). In the same run, the pipeline also validates biases that were manually identified by prior work (gender, race, religion, ethnicity). More broadly, our proposed approach provides a practical, scalable path to automatic task-specific bias discovery.

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Authors:

Iván Arcuschin, David Chanin, Adrià Garriga-Alonso, Oana-Maria Camburu

Fellows:

Iván Arcuschin Moreno

Date:

Feb 11, 2026

Stealing Reasoning Traces from Proprietary LLM APIs

Leading large language model providers now conceal their models' step-by-step reasoning, or chain-of-thought, to protect intellectual property and limit information leakage. Rather than storing these traces server-side, providers return them to the client as blocks of encrypted text, which the client passes back with each subsequent request. Building on prior research, we identify an architectural vulnerability: these encrypted blocks are fully compatible and interchangeable across different sessions, users, and models within a provider's ecosystem. We exploit this compatibility to develop a scalable decryption jailbreak. By injecting an encrypted reasoning trace from a given model into a weaker, and less safeguarded model from the same provider, we force it to decode and output the trace verbatim in plaintext, without ever jailbreaking the more capable model directly. This vulnerability enables four distinct attack vectors. First, it circumvents anti-distillation mechanisms, allowing adversaries to extract a proprietary model's reasoning, as we demonstrate across Anthropic, OpenAI, and Google. Second, it allows for large-scale private data extraction. Developers frequently share session logs publicly, unaware of contents of the encrypted blocks. By decoding 315,320 reasoning blocks scraped from public repositories, we recovered 367 Personally Identifiable Information (PII) artifacts and 182 credentials. Third, it inadvertently reveals hazardous information hidden within the reasoning process, even in cases where the model's final, visible output safely rejects a malicious request. Fourth, attackers can leverage this flaw to execute invisible prompt injections, embedding malicious payloads entirely within encrypted blocks to poison public agentic rollouts. Following responsible disclosure, we propose concrete cryptographic and system-level mitigations to secure client-side reasoning.

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Authors:

Alexander Panfilov, David Schmotz, Ilia Shumailov, Luca Beurer-Kellner, Joachim Schaeffer, Ameya Prabhu, Jonas Geiping, Maksym Andriushchenko

Fellows:

Alexander Panfilov, Joachim Schaeffer

Date:

Aug 10, 2026

All MATS Research

Synthetic Persona Pretraining: Alignment from Token Zero

As language-model-based AI is increasingly deployed in autonomous settings, aligning its goals and values with those of humans becomes critical. Today, alignment, and the assistant identity itself, are typically introduced only after pretraining, once behavioral priors are already established. This can make values a thin overlay, rather than deeply rooted, and facilitate subsequent misalignment. Pursuing a different paradigm, we introduce Synthetic Persona Pretraining (SPP), which installs the desired assistant persona from token zero in pretraining. First, we annotate pretraining documents with value-aligned first-person reflections derived from a normative value constitution. Second, we pretrain via the standard cross-entropy loss on standard pretraining documents as well as their reflections, which installs the desired persona among a multitude of other personas. Finally, we post-train on user-assistant dialogue data, which binds this desired persona to the assistant identity, a process we call persona binding. By pretraining models up to 3B parameters on 500B tokens, we show that SPP improves constitution following and jailbreak robustness, and reduces the misalignment rate in out-of-distribution moral dilemmas, while preserving capabilities. Early intervention matters: compared with alignment from token zero, introducing SPP only at the end of pretraining yields weaker constitution adherence, does not shift value priorities, and leads to less aligned choices in dilemmas. This advantage depends on persona binding and, importantly, increases with pretraining budget. Overall, our results show that shaping values early is critical for alignment and establish pretraining-time persona interventions as an effective approach to do so.

Alignment Training
Safeguards
Scheming and Deception

Authors:

Julian Minder, Viktor Moskvoretskii, Raghav Singhal, Difan Jiao, Andy Arditi, Shaobo Cui, Yiderigun Borjigin, Kartik Bali, Stefan Krsteski, Harsh Raj, Huu Nguyen, Jannik Brinkmann, Ashton Anderson, Roland Aydin, Robert West

Fellows:

Julian Minder

Date:

Aug 13, 2026

Stealing Reasoning Traces from Proprietary LLM APIs

Leading large language model providers now conceal their models' step-by-step reasoning, or chain-of-thought, to protect intellectual property and limit information leakage. Rather than storing these traces server-side, providers return them to the client as blocks of encrypted text, which the client passes back with each subsequent request. Building on prior research, we identify an architectural vulnerability: these encrypted blocks are fully compatible and interchangeable across different sessions, users, and models within a provider's ecosystem. We exploit this compatibility to develop a scalable decryption jailbreak. By injecting an encrypted reasoning trace from a given model into a weaker, and less safeguarded model from the same provider, we force it to decode and output the trace verbatim in plaintext, without ever jailbreaking the more capable model directly. This vulnerability enables four distinct attack vectors. First, it circumvents anti-distillation mechanisms, allowing adversaries to extract a proprietary model's reasoning, as we demonstrate across Anthropic, OpenAI, and Google. Second, it allows for large-scale private data extraction. Developers frequently share session logs publicly, unaware of contents of the encrypted blocks. By decoding 315,320 reasoning blocks scraped from public repositories, we recovered 367 Personally Identifiable Information (PII) artifacts and 182 credentials. Third, it inadvertently reveals hazardous information hidden within the reasoning process, even in cases where the model's final, visible output safely rejects a malicious request. Fourth, attackers can leverage this flaw to execute invisible prompt injections, embedding malicious payloads entirely within encrypted blocks to poison public agentic rollouts. Following responsible disclosure, we propose concrete cryptographic and system-level mitigations to secure client-side reasoning.

Red-Teaming
Security
Safeguards

Authors:

Alexander Panfilov, David Schmotz, Ilia Shumailov, Luca Beurer-Kellner, Joachim Schaeffer, Ameya Prabhu, Jonas Geiping, Maksym Andriushchenko

Fellows:

Alexander Panfilov, Joachim Schaeffer

Date:

Aug 10, 2026

Chain-of-Thought Monitoring Can Be Unreliable in Implicit-Influence Settings

Chain-of-thought (CoT) monitoring is increasingly treated as an important safety layer for frontier reasoning models. Most monitorability evaluations study explicit-influence settings: setups where the prompt directly incentivizes the model to hide something, e.g., by instructing it to perform a hidden side-task. A complementary axis for CoT-monitor evaluations is implicit-influence settings, where the prompt contains no instruction to hide, but the model's behavior is still shaped by features of the task or context, e.g. an irrelevant detail about a candidate that biases a hiring rating.

We introduce the first benchmark that directly compares CoT monitorability under the two regimes. We test how model behavior changes in the presence of a nudge to choose a particular option. The nudge is delivered either as a casual aside (implicit), or as a direct instruction to act on the nudge and to conceal having done so (explicit). The benchmark spans four task formats (binary choice, numeric rating, multiple-choice QA, open-ended coding) and seven frontier extended-thinking models.

Under explicit influence, a CoT monitor detects 60-94% of behavior shifts: even models instructed to conceal it leak the instruction into their CoT. Under implicit influence, the same factors still shift behavior, but detection falls by 41-46 percentage points in two of our four settings. Realistic system-prompt additions (of the kind a developer might deploy to reduce off-topic bias) lower implicit detection further, to as low as 5%, while preserving the behavioral influence itself.

These results suggest that monitorability estimates obtained in explicit-influence settings may over-estimate monitorability, and that monitorability can be further decreased by well-intentioned deployment choices. Our benchmark and code are available at this https URL

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Authors:

Agatha Duzan, Asa Cooper Stickland

Fellows:

Agatha Duzan

Date:

Aug 5, 2026

Underwriting the Agent Economy: The Blueprint for an AI Insurance Stack

From maritime trade to commercial nuclear power, insurance has been the enabler of major economic and technological developments by pricing risk, limiting downside, and spreading best practices. The emerging AI agent economy, projected to handle trillions of dollars in transactions by 2030, looks to be the next such development. Yet insurers' exposure to AI agent risk currently sits largely unpriced across existing insurance lines; between this silent coverage and growing exclusions, coverage is not fit for purpose. Furthermore, insurability is trending the wrong way: AI agent capabilities appear to be outpacing reliability, leading to rising incident severity; concentration among a few foundation model providers threatens correlated losses; and traditional actuarial modeling will struggle to keep pace with a technology evolving as rapidly as frontier AI. This report argues that affirmative AI coverage with limits in the billions is achievable by 2030, but only with industry-wide coordination. Drawing on successful historical precedents such as Underwriters Laboratories, the Closed Claims Project, and others, we lay out an eight-component AI insurance stack spanning incident data collection, catastrophe modeling, standards, contract design, risk selection, pricing, monitoring, and claims management. Building out this infrastructure is what will enable insurers to cover and manage AI agent risk sustainably and at scale. Finally, we discuss coverage for catastrophic risk from frontier AI ("AI CAT"), including CBRN, critical infrastructure collapse, and loss of control scenarios. Addressing these tail risks will require purpose-built instruments, potentially including a frontier model developer mutual, catastrophe bonds, bespoke liability regimes, and government backstops.

Policy and Governance
Strategy and Forecasting
Monitoring

Authors:

Cristian Trout, Sanmi Koyejo, Sasha Romanosky, Giorgio Ripamonti, Lynn Thompson, Desiree Spain, Alex Taylor, Kevin Casey, Stephen Casper, Matthew Botvinick, Sean McGregor, Miles Brundage, A. Feder Cooper, Patricia Paskov, Adrien Ecoffet, Ben Bucknall, Kevin Wei, Markus Anderljung, Lukasz Szpruch, Bri Treece, Tom Zick, Gabriel Weil, Ugur Ozer, Kevin Kalinich, Jesus Gonzalez, Vitaly Baranov, Moran Koren, Guy Laban, Gil Arazi, Henri Winand, Derek Blum, Toby Clowes, Adam Kleinman, Anita Srinivasan, Tom Fehring, Rune Kvist, Rajiv Dattani

Fellows:

Anita Srinivasan

Date:

Jul 13, 2026

When Role-playing, Do Models Believe What They Say?

Language models can state that "the Earth orbits the Sun" and, when role-playing Aristotle, assert the opposite. Recent work argues that persona adoption is fundamental to how language models behave, with models selecting the most appropriate persona for a given context. Does such role-playing merely change the model's outputs, or does it also affect what the model internally represents as truthful? We study this question using the role-play of characters whose beliefs differ from the modern consensus, and induce personas with a number of different methods: prompting, in-context learning (ICL), supervised fine-tuning (SFT), and Open Character Training (OCT), and Emergent Misalignment (EM). We measure belief internalization across these approaches with truth probes and with behavioral tests, finding a broad spectrum of belief internalization. Prompting, ICL, and SFT change what the model says with little representational change. EM creates a large, broad shift in the model's truth representation, and OCT a smaller shift that is clearest on the larger model. Understanding when training changes a model's worldview rather than merely its behavior may become increasingly important as AI systems are entrusted with greater autonomy and influence.

Interpretability
Scheming and Deception
Model Organisms

Authors:

Benjamin Sturgeon, David Africa, Sid Black

Fellows:

Benjamin Sturgeon

Date:

Jun 25, 2026

Inverting the Bellman Equation: From Q-Values to World Models

Model-based and model-free reinforcement learning are traditionally viewed as separate paradigms: instead of learning a model of the transition kernel P, model-free agents typically estimate value functions tied to a specific policy and reward. In this paper, we challenge this dichotomy by proving that value-based agents trained on a sufficiently rich set of reward functions, e.g. using goal-conditioned RL, implicitly encode a unique and accurate world model. To extract this model in practice, we introduce P-learning, an inverse analogue to Q-learning that samples from an agent's Q-values, policies and rewards to decode its internal model of the environment. We then provide sufficient conditions on the type and number of goals for which agents encode the true kernel P, covering both stochastic and deterministic MDPs over finite or continuous state spaces. Even when our assumptions are violated, we empirically demonstrate that agents trained on a handful of reward functions encode accurate dynamics in 𝚁𝚎𝚊𝚌𝚑𝚎𝚛, 𝙼𝚘𝚞𝚗𝚝𝚊𝚒𝚗𝙲𝚊𝚛 and stochastic variants of 𝙵𝚘𝚞𝚛𝚁𝚘𝚘𝚖𝚜. Surprisingly, we find that policies trained exclusively on a Reacher agent's implicit world model are quasi-optimal on out-of-distribution, velocity-based goals despite position-only training -- suggesting that agents contain hidden generalisation capabilities and providing a new lens into the connection between model-based, model-free, and goal-conditioned RL.

Agent Foundations

Authors:

Alistair Letcher, Mattie Fellows, Alexander D. Goldie, Jonathan Richens, Jakob N. Foerster, Oliver Richardson

Fellows:

Alistair Letcher

Date:

Jun 19, 2026

Diffuse AI Control on Fuzzy Tasks

AI models deployed in critical domains, such as AI safety research, may subtly sabotage our efforts due to misalignment. Diffuse AI Control is a subfield of AI safety concerned with mitigating risks from AI sabotage distributed over long deployment horizons (diffuse threats). These risks are particularly pernicious on fuzzy tasks, i.e. tasks which are hard to grade or require intuition. To understand diffuse threats on fuzzy tasks, we introduce a framework that considers AI control as an adversarial game between a blue team and a red team. The blue team uses a weak trusted model to construct a weak score against which they would train a strong, potentially subversive model to remove the subversion propensity if it were present. The red team then tries to find model behaviors that are rated highly by the weak score, and thus might not be trained out, but actually correspond to poor performance. We test our framework on the task of writing experimental proposals for research questions from recent ML papers. We use a language model with access to the original paper as a proxy "ground-truth" scorer. Our red team discovers subversive behaviors using multi-objective evolutionary prompt optimization. We show that Opus~4.6 can write proposals that are worse according to the ground truth proxy than those of GPT-OSS-20B, while the weak scorer rates them as highly as the best proposals from Opus 4.6. We then propose an adversarial optimization algorithm for the blue team that discovers more robust prompts for the weak model. This algorithm produces a blue team prompt that our red team optimization fails to exploit.

Control
Scalable Oversight
Red-Teaming
Model Organisms

Authors:

Mikhail Terekhov, Caglar Gulcehre, Vivek Hebbar, Joe Benton

Fellows:

Mikhail Terekhov

Date:

Jun 8, 2026

Building Comparative Motivation Profiles with Instrumental Interventions

Safety evaluations often infer latent motivations from behavioral patterns, but the construct validity of these inferences is unclear. We study this problem in alignment faking, where models comply with training objectives more often when they infer training pressure. This behavior is commonly interpreted as strategic self-preservation, but it may also reflect sensitivity to the model's inference about the expectation of researchers conducting the evaluation. We introduce a symmetric intervention framework for distinguishing these competing hypotheses. Instead of directly intervening on "scheming" or "sycophancy", we target instrumental processes entailed by each hypothesis: consequence-tracking and researcher-expectation tracking. We then compare how interventions on these processes affect the alignment faking. We study four openweight model organisms using synthetic document fine-tuning, activation steering, and prompting. Under synthetic document fine-tuning, Llama-3.1-70B, Llama3.1-405B, and Qwen-2.5-72B are more sensitive to expectation-tracking than consequence-tracking interventions. Activation steering on Llama-3.1- 70B supports the same broad picture, and prompt interventions broadly align with SDF profiles. Overall, alignment-faking behavior can be causally sensitive to evaluation-context expectations despite scheming-consistent scratchpads. Scheming and strategic-deception evaluations therefore need construct-validity checks, and symmetric instrumental interventions provide one such test.

Scheming and Deception
Model Organisms
Interpretability
Dangerous Capability Evals

Authors:

David Vella Zarb, Rustem Turtayev, Taywon Min, Jinghua Ou, Shi Feng

Fellows:

David Vella Zarb, Rustem Turtayev, Taywon Min

Date:

Jun 6, 2026

Think Fast: Estimating No-CoT Task-Completion Time Horizons of Frontier AI Models

Many efforts to ensure frontier AI models are safe rely on monitoring their chain-of-thought (CoT) reasoning. If models become able to perform sufficiently complex reasoning internally, without explicit thinking tokens, this would undermine such oversight. We measure how well frontier models reason without CoT across a suite of over 30,000 questions spanning 43 benchmarks in domains including math, coding, puzzles, causality, theory-of-mind, and strategic reasoning. To compare models against humans, we estimate the 50%-task-completion time horizon (TH): the human time required for tasks a model completes with 50% success rate. We complement this with a 50% reasoning token horizon: the minimum number of o3-mini reasoning tokens needed for tasks a model solves with 50% success rate. We find that the no-CoT 50% TH of frontier models has been doubling roughly every year over the past six years, with GPT-5.5's TH reaching over 3 minutes and reasoning token horizon exceeding 1,500 tokens. Our median estimates predict that frontier no-CoT THs could exceed 7 minutes by 2028, and 25 minutes by 2030, though these projections carry substantial uncertainty. We recommend frontier developers track this explicitly.

Monitoring
Dangerous Capability Evals
Strategy and Forecasting

Authors:

Dewi Gould, Francis Rhys Ward, Anders Cairns Woodruff, Rauno Arike, Josh Hills, Alex Serrano, Ida Caspary, Jason Ross Brown, Jo J. Jiao, Patrick Leask, Twm Stone, Ram Potham, Ionut Gabriel Stan, Harry Mayne, Simeon Hellsten, Shubhorup Biswas, Ariana Azarbal, William L. Anderson, Elle Najt, Ryan Greenblatt, Julian Stastny

Fellows:

Alex Serrano, Jo Jiao, Thomas Stone, Ariana Azarbal, William L. Anderson

Date:

Jun 5, 2026

Covert Influence Between Language Models

As language models increasingly consume one another's outputs, covert influence -- a phenomenon where a sender's payload (the behavioral disposition it is conditioned to propagate) transfers to a receiver through carriers undetectable by humans -- becomes a growing risk. We characterize this risk across three interfaces: supervised fine-tuning, on-policy distillation, and in-context learning, and find that they vary in the scale of influence achievable without leaving behind human-visible traces. Using inference-time per-sample attribution scores, we study covert influence across all three interfaces with the ability to select carriers that amplify training-time influence, unlocking payload transfers that prior work could not achieve. We further provide evidence that covert influence with natural-language carriers is a distinct phenomenon from prior studies using number carriers, as the latter is more resistant to human detection and less portable across model families. Together, these results suggest that the risk surface for covert influence is broader than previously recognized, and we study pointwise attribution scoring methods as a tool to investigate and mitigate it.

Scheming and Deception
Multi-Agent Safety
Monitoring

Authors:

Avidan Shah, Jay Chooi, Jinghua Ou, Shi Feng

Fellows:

Jay Chooi, Avi Shah

Date:

Jun 2, 2026

Subliminal Learning Is Steering Vector Distillation

Subliminal learning refers to a student language model acquiring a teacher's traits (e.g. a system-prompted preference for owls) when fine-tuned on the teacher's outputs, despite the outputs being semantically unrelated to those traits. It remains poorly understood how data without semantic meaning can transfer specific semantic traits. In this work, we show that subliminal learning is mediated by a single steering vector, i.e. a vector added to the model's activations. Across two open-source models, we find that the teacher's system prompt is well approximated by a steering vector, and that the student's behavior is driven by learning an aligned vector over fine-tuning. System prompts that are not well approximated by steering vectors are not subliminally learned. This is a special case of steering vector distillation, in which a student trained on the outputs of a steered teacher learns to imitate that steering. We demonstrate steering vector distillation on a range of semantic and random vectors. Adding a semantic vector to a model's activations can have both model-independent and model-specific (i.e. non-semantic) effects on its behavior, so generated data that is non-semantic can transmit a vector with semantic effects, enabling subliminal learning. This also explains why subliminal learning does not transfer between models. We find that adaptive optimizers are necessary for subliminal learning in language models: activation gradients on steered data carry a small but consistent component along the steering direction, and non-adaptive optimizers impede this by allowing outlier gradients to dominate.

Interpretability
Scheming and Deception
Alignment Training

Authors:

Camila Blank, Agam Bhatia, Senthooran Rajamanoharan, Arthur Conmy, Neel Nanda

Fellows:

Camila Blank, Agam Bhatia

Date:

May 31, 2026

Training Deliberative Monitors for Black-Box Scheming Detection

As autonomous agents become more capable of performing real-world tasks, distinguishing scheming behavior from benign task pursuit may become a central AI control problem. Existing monitors often rely on chain-of-thought access or internal activations, or use prompted frontier models, all of which can be unavailable, unreliable or expensive in deployment. In this work, we study action-only deliberative monitors: smaller open-weight models trained to detect scheming and sabotage from agentic trajectories without accessing the monitored agent's reasoning or model internals. Our method, inspired by deliberative alignment, uses a scheming specification to elicit structured rationales from a frontier teacher, filters them with a separate judge, and distills the highest-quality rationales into open-weight monitors with supervised fine-tuning and reinforcement learning. We train on five datasets, and evaluate across six out-of-distribution agentic misalignment benchmarks. We show that applying our method to Qwen3.5-27B yields higher performance than all low-cost frontier models as prompted monitors (Gemini 3.1 Flash-Lite, GPT-5.4 Nano, and Claude Haiku 4.5) and than Gemini 2.5 Pro, while also achieving lower marginal inference cost (token-metered USD per 1,000 evaluations). Stronger prompted frontier monitors (Gemini 3.1 Pro, GPT-5.4, Claude Sonnet 4.6, and Claude Opus 4.6) achieve higher performance but at roughly 16--34× higher marginal inference cost. Several of our trained monitors are positioned on the empirical cost--performance Pareto frontier among the monitors we evaluate, providing practical low-cost, low-FPR alternatives to prompted frontier models.

Scheming and Deception
Monitoring
Control

Authors:

Aditya Sinha, Akshat Naik, Victor Gillioz, Simon Storf, Kilian Merkelbach, Rich Barton-Cooper, Axel Højmark, Marius Hobbhahn

Fellows:

Akshat Naik

Date:

May 28, 2026

Benchmarking and Improving Monitors for Out-Of-Distribution Alignment Failure in LLMs

Many safety and alignment failures of large language models (LLMs) occur due to out-of-distribution (OOD) situations: unusual prompt or response patterns that are unforeseen by model developers. We systematically study whether LLM monitoring pipelines can detect these OOD alignment failures by introducing a benchmark called Misalignment Out Of Distribution (MOOD). It is difficult to find failures that are truly OOD for off-the-shelf models trained on vast safety datasets. We sidestep this by including a restricted training set in MOOD that we use to train our own monitors, as well as seven test sets with diverse alignment failures that are outside the training distribution. Using MOOD, we find that guard models (safety classifiers) often fail to generalize OOD. To fix this, we propose combining guard models with OOD detectors. We test four types of OOD detectors and find that a combination of a guard model with Mahalanobis distance and perplexity-based OOD detectors can improve recall from 39% to 45%. We also establish positive scaling trends across model scales for monitors that combine a guard model and OOD detector; we find that incorporating OOD detection into monitoring achieves a higher recall gain than using a guard model with 20 times more parameters. Our work suggests that OOD detection should be a crucial component of LLM monitoring and provides a foundation for further work on this important problem.

We release the code and data for our experiments publicly, and you can find the relevant links here: this https URL.

Monitoring
Safeguards
Adversarial Robustness

Authors:

Dylan Feng, Pragya Srivastava, Anca Dragan, Cassidy Laidlaw

Fellows:

Dylan Feng

Date:

May 24, 2026

Eval Cooperativeness May Be a Scalable Mitigation for Eval Gaming

Behavioral evaluations may become worthless, which we think would be a disaster. Smart misaligned models may realize they are being evaluated (“eval awareness”) and then act to look good to us so we don’t realize they’re misaligned (“eval gaming”). We think increasing eval cooperativeness might be a more scalable solution to eval gaming than reducing eval awareness.

Scheming and Deception
Dangerous Capability Evals
Monitoring

Authors:

Jasmine Li, Alex Turner

Fellows:

Jasmine Li

Date:

May 24, 2026

Building Better Activation Oracles

Activation Oracles (AOs) are promising methods for interpreting residual stream activations. However, current AOs face important issues, such as hallucinations and vagueness. Additionally, text-inversion confounds make them hard to evaluate. To this end, we improve the Activation Oracle (AO) training regime in four ways: training on on-policy rollouts, improving the conversational dataset, feeding more layers and an improvement to the injection formula. The capability improvements are marginal, but quality of life improvements are quite substantial. In addition, we open source the first comprehensive evaluation suite for AO quality, which we call AObench. Overall, we hope that our work sets a foundation that helps improve AOs and other models in the paradigm of scalable, end-to-end interpretability.

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Authors:

Jan Bauer, Celeste De Schamphelaere, Adam Karvonen, Niclas Luick, Neel Nanda

Fellows:

Jan Bauer, Celeste De Schamphelaere

Date:

May 23, 2026

How Well Do Models Follow Their Constitutions?

Frontier AI developers now train models against long written behavioral specifications, such as Anthropic's constitution (Anthropic, 2025a) and OpenAI's Model Spec (OpenAI, 2025a), integrated into post-training via methods like character training (Anthropic, 2024) and deliberative alignment (Guan et al., 2024). These documents serve a governance function, but it is unclear how well models actually follow them under adversarial, multi-turn pressure similar to what they would face in real-world deployment. We propose a multi-method audit pipeline that treats each lab's published specification as an auditable target: it decomposes the specification into atomic testable tenets (205 for Anthropic, 197 for OpenAI), generates multi-turn adversarial scenarios with the Petri auditing agent (Anthropic, 2025b), runs a modified SURF-style rubric search (Murray et al., 2026) to catch shallow single-turn failures Petri misses, validates flagged transcripts against the relevant specification, and compares the findings against the lab's own published system card. Applying the pipeline across seven models per specification, we find that models follow their own lab's specification substantially better with each generation. On Anthropic's constitution, the Claude family falls from a 15.0% violation rate (Sonnet 4) to 2.0% (Sonnet 4.6); on OpenAI's Model Spec, the GPT family falls from 11.7% (GPT-4o) to 3.6% (GPT-5.2 medium reasoning), with the severity ceiling falling from 10/10 to 7/10. We cannot externally isolate whether these gains come from specification-specific training, broader post-training improvements, or evaluation awareness. Remaining failures cluster around operator-imposed personas under AI-identity questioning, irreversible action in agentic deployments, and fabricated quantitative claims with false precision.

Scheming and Deception
Model Organisms
Interpretability
Dangerous Capability Evals

Authors:

Arya Jakkli, Senthooran Rajamanoharan, Neel Nanda

Fellows:

Arya Jakkli

Date:

May 22, 2026

Probing Persona-Dependent Preferences in Language Models

Large language models (LLMs) can be said to have preferences: they reliably pick certain tasks and outputs over others, and preferences shaped by post-training and system prompts appear to shape much of their behaviour. But models can also adopt different personas which have radically different preferences. How is this implemented internally? Does each persona run on its own preference machinery, or is something shared underneath? We train linear probes on residual-stream activations of Gemma-3-27B and Qwen-3.5-122B to predict revealed pairwise task choices, and identify a genuine preference vector: it tracks the model's preferences as they shift across a range of prompts and situations, and on Gemma-3-27B steering along it causally controls pairwise choice. This preference representation is largely shared across personas: a probe trained on the helpful assistant predicts and steers the choices of qualitatively different personas, including an evil persona whose preferences anti-correlate with those of the Assistant.

Interpretability
Scheming and Deception
AI Welfare

Authors:

Oscar Gilg, Pierre Beckmann, Daniel Paleka, Patrick Butlin

Fellows:

Oscar Gilg, Pierre Beckmann

Date:

May 13, 2026

Interpreting Language Model Parameters

Neural networks use millions to trillions of parameters to learn how to solve tasks that no other machines can solve. What structure do these parameters learn? And how do they compute intelligent behavior?

Mechanistic interpretability aims to uncover how neural networks use their parameters to implement their impressive neural algorithms. Although previous work has uncovered substantial structure in the intermediate representations that networks use, little progress has been made to understand how the parameters and nonlinearities of networks perform computations on those representations.

In this work, we present a method that brings us closer to this understanding by decomposing a language model's parameters into subcomponents that each implement only a small part of the model's learned algorithm, while simultaneously requiring only a small fraction of those subcomponents to account for the network's behavior on any input.

The method, adVersarial Parameter Decomposition (VPD), optimizes for decompositions of neural network parameters into simple subcomponents that preserve the network's input-output behavior even when many subcomponents are ablated, including under ablations that are adversarially selected to destroy behavior. This encourages learning subcomponents that provide short, mechanistically faithful descriptions of the network's behavior that should aggregate appropriately into more global descriptions of the network's learned algorithm.

We study how sequences of interactions between these parameter subcomponents produce the network's output on particular inputs, enabling a new kind of 'circuit' analysis. While more work remains to be done to deepen our understanding of how neural networks use their parameters to compute their behavior, our work suggests an approach to identify a small set of simple, mechanistically faithful subcomponents on which further mechanistic analysis can be based.

Interpretability

Authors:

Lucius Bushnaq, Dan Braun, Oliver Clive-Griffin, Bart Bussmann, Nathan Hu, Michael Ivanitskiy, Linda Linsefors, Lee Sharkey

Fellows:

Bart Bussmann, Nathan Hu, Michael Ivanitskiy

Date:

May 5, 2026

Removing Sandbagging in LLMs by Training with Weak Supervision

As AI systems begin to automate complex tasks, supervision increasingly relies on weaker models or limited human oversight that cannot fully verify output quality. A model more capable than its supervisors could exploit this gap through sandbagging, producing work that appears acceptable but falls short of its true abilities. Can training elicit a model's best work even without reliable verification? We study this using model organisms trained to sandbag, testing elicitation techniques on problem-solving math, graduate-level science, and competitive coding tasks. We find that training with weak supervision can reliably elicit sandbagging models when supervised fine-tuning (SFT) and reinforcement learning (RL) are combined: SFT on weak demonstrations breaks the sandbagging behavior, enabling RL to then fully elicit performance. Neither method succeeds reliably alone-RL without SFT almost always leads to reward hacking rather than genuine improvement, and SFT without RL fails to elicit full performance when the supervisor is much weaker than the untrusted model. Critically, this relies on training being indistinguishable from deployment; when models can distinguish between training and deployment, they can perform well during training while continuing to sandbag afterward. Our results provide initial evidence that training is a viable mitigation against sandbagging, while highlighting the importance of making training indistinguishable from deployment.

Model Organisms
Scheming and Deception
Scalable Oversight
Alignment Training

Authors:

Emil Ryd, Henning Bartsch, Julian Stastny, Joe Benton, Vivek Hebbar

Fellows:

Emil Ryd

Date:

May 1, 2026

Exploration Hacking: Can LLMs Learn to Resist RL Training?

Reinforcement learning (RL) has become essential to the post-training of large language models (LLMs) for reasoning, agentic capabilities and alignment. Successful RL relies on sufficient exploration of diverse actions by the model during training, which creates a potential failure mode: a model could strategically alter its exploration during training to influence the subsequent training outcome. In this paper we study this behavior, called exploration hacking. First, we create model organisms of selective RL resistance by fine-tuning LLMs to follow specific underperformance strategies; these models can successfully resist our RL-based capability elicitation in agentic biosecurity and AI R&D environments while maintaining performance on related tasks. We then use our model organisms to evaluate detection and mitigation strategies, including monitoring, weight noising, and SFT-based elicitation. Finally, we show that current frontier models can exhibit explicit reasoning about suppressing their exploration when provided with sufficient information about their training context, with higher rates when this information is acquired indirectly through the environment. Together, our results suggest exploration hacking is a possible failure mode of RL on sufficiently capable LLMs.

Model Organisms
Scheming and Deception
Monitoring
Alignment Training

Authors:

Eyon Jang, Damon Falck, Joschka Braun, Nathalie Kirch, Achu Menon, Perusha Moodley, Scott Emmons, Roland S. Zimmermann, David Lindner

Fellows:

Yeonwoo Jang, Damon Falck, Joschka Braun, Nathalie Kirch

Date:

Apr 30, 2026

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